Investment

Investments & Seg Funds

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Most investment conversations stop at the question of return. But for people approaching retirement, or those who can't afford to lose 30% of their savings in a down market and wait it out, return without protection isn't the whole story. Segregated funds offer market growth with guarantees that mutual funds simply don't have.

Market growth, with a floor

Segregated funds are insurance products managed by life insurance companies. They hold a portfolio of stocks, bonds, or both — similar to mutual funds in that sense — but they come with two guarantees mutual funds don't carry: a maturity guarantee that protects a portion of your principal over the long term, and a death benefit guarantee that ensures your beneficiaries receive at least the guaranteed amount regardless of what the market has done.

These guarantees have real value for investors who are close to drawing down their savings, who want to protect assets from creditors, or who want their estate settled quickly without going through probate.

Segregated funds vs. mutual funds

Segregated FundsMutual Funds
Principal protectionGuaranteed payout of 75 to 100% of principal at maturityNo guarantee — full market risk
Death benefitBeneficiaries receive 100% of invested amount or market value, whichever is higherMarket value at time of death only
Estate settlementPaid directly to named beneficiary, bypassing probatePasses through the estate, subject to probate delays and fees
Creditor protectionFunds may be protected from creditors when a qualifying beneficiary is namedNo creditor protection

Non-registered investments

Once your RRSP and TFSA contribution room is fully used, non-registered accounts are the natural next step. These accounts are not registered with the government, which means there are no contribution limits and no restrictions on when or how you can withdraw.

Non-registered accounts are taxed differently depending on the type of income generated. Interest income is fully taxable, dividend income qualifies for the dividend tax credit, and capital gains are taxed at a more favourable rate. Structuring what you hold in registered versus non-registered accounts is part of a complete investment plan.

  • No contribution limits

  • Fully flexible — no restrictions on deposits or withdrawals

  • Can hold the same range of investments as registered accounts

  • Can be used alongside RRSPs and TFSAs as part of a broader strategy

  • Investment income can be structured to take advantage of favourable capital gains treatment

Service area

Jatinder Singh and his team serve clients across Ontario and Alberta. Appointments are available in person at 195 Queen St E, Brampton, or by phone.